| At Daiwa we understand that investors are the key to the alternative investment market and that investors in different jurisdictions have their own specialist needs. Our Shareholder Services Department understands and anticipates these needs and this understanding allows us to service your investors to the highest possible standards.
For transfer agency functions, Daiwa uses NTAS, (supplied by Koger Inc.) This transfer agency application is the industry leader in the automation of complex performance fee methodologies, such as equalization or series methods. Via its sister platform ETAS, clients are given online access to their funds share register and transaction history.
The Shareholder Services Department maintains shareholder records and communications with investors, maintains subscription bank accounts, and is the primary provider of guidance to the fund's investors, managing the entire application, dealing and reporting process.
Daiwa has a dedicated Anti-Money Laundering Department which in conjunction with the Shareholder Services Department carries out complete verification of identity checks on all investors, ensuring compliance with the anti-money laundering requirements of our jurisdiction.
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